计算机科学 ›› 2022, Vol. 49 ›› Issue (6A): 667-674.doi: 10.11896/jsjkx.210800088

• 交叉&应用 • 上一篇    下一篇

基于螺旋进化萤火虫算法和BP神经网络的模型及其在PPP融资风险预测中的应用

朱旭辉, 沈国娇, 夏平凡, 倪志伟   

  1. 合肥工业大学管理学院 合肥 230009
    合肥工业大学过程优化与智能决策教育部重点实验室 合肥 230009
  • 出版日期:2022-06-10 发布日期:2022-06-08
  • 通讯作者: 倪志伟(zhiwein@163.com)
  • 作者简介:(zhuxuhui@hfut.edu.cn)
  • 基金资助:
    国家自然科学基金(91546108,71521001);安徽省自然科学基金(1908085QG298,1908085MG232);中央高校基本科研业务费专项资金(JZ2019HGTA0053,JZ2019HGBZ0128);安徽省科技重大专项(201903a05020020);过程优化与智能决策教育部重点实验室开放课题

Model Based on Spirally Evolution Glowworm Swarm Optimization and Back Propagation Neural Network and Its Application in PPP Financing Risk Prediction

ZHU Xu-hui, SHEN Guo-jiao, XIA Ping-fan, NI Zhi-wei   

  1. School of Management,Hefei University of Technology,Hefei 230009,China
    Key Laboratory of Process Optimization and Intelligent Decision-making,Ministry of Education,Hefei 230009,China
  • Online:2022-06-10 Published:2022-06-08
  • About author:ZHU Xu-hui,born in 1991,Ph.D,lectu-rer,master supervisor,is a member of China Computer Federation.His main research interests include evolutionary computing and ensemble learning.
    NI Zhi-wei,born in 1963,Ph.D,professor,Ph.D supervisor.His main research interests include artificial intelligence,machine learning and edge computing.
  • Supported by:
    National Natural Science Foundation of China(91546108,71521001),Natural Science Foundation of Anhui Province(1908085QG298,1908085MG232),Fundamental Research Funds for the Central Universities(JZ2019HGTA0053,JZ2019HGBZ0128),Anhui Provincial Science and Technology Major Projects(201903a05020020) and Open Research Fund Program of Key Laboratory of Process Optimization and Intelligent Decision-making (Hefei University of Technology),Ministry of Education.

摘要: 政府和社会资本合作(PPP) 项目能够完善基础设施建设、保障民生与促进经济发展,但也存在资金退出困难、建设周期长、参与主体多等缺陷,项目运营失败将直接损害各方投资者的收益,造成社会资源的浪费,故亟需对PPP融资风险进行科学、准确地预测。文中提出一种基于螺旋进化萤火虫算法(SEGSO) 和BP神经网络(BPNN) 的预测模型,并将其应用于PPP融资模式风险预测。首先采用佳点集理论进行种群初始化,引入交互机制、精英种群策略以及螺旋进化方式,提出螺旋进化萤火虫算法。然后运用SEGSO算法进行参数寻优,搜索BPNN的最优参数组合,构建基于SEGSO和BPNN的预测模型SEGSO-BPNN。最后在5个测试函数上验证了SEGSO算法的性能优势,在7个UCI标准数据集上的实验结果表明了所提模型的显著性和有效性。将所提模型应用于中国PPP项目的风险预测,取得了较好的效果,为PPP融资风险预测提供了一种新方法。

关键词: BP神经网络, PPP项目, 风险预测, 螺旋进化, 萤火虫算法

Abstract: Public-private partnership(PPP) projects can improve infrastructure,ensure people's livelihood,and promote the economic development,but there may be a huge loss of capitals and a serious waste of resources among the parties involved because of the characteristics of difficulty in withdrawing funds,long construction cycle and large numbers of participants.Thus,it is important to predict the risks of PPP projects scientifically and accurately.A risk prediction model based on spirally evolution glowworm swarm optimization(SEGSO) and back propagation neural network(BPNN) is proposed in this paper,which is applied for risk prediction in PPP infrastructure projects.Firstly,several strategies such as good point set,communication behavior,elite group and spiral evolution are introduced into the basic GSO,and SEGSO is proposed.Secondly,SEGSO is used to capture better initial weights and thresholds of BPNN to build a SEGSO-BPNN prediction model.Finally,the SEGSO algorithm searching performance is verified on five test functions,and the significance and validity of SEGSO-BPNN model are verified on seven UCI standard datasets.The model is applied to the risk prediction of Chinese PPP projects,and it gains good results,which provides a novel technique for PPP financing risk prediction.

Key words: Back propagation neural network, Glowworm swarm optimization, PPP project, Risk prediction, Spirally evolution

中图分类号: 

  • TP399
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