计算机科学 ›› 2022, Vol. 49 ›› Issue (11A): 210900104-6.doi: 10.11896/jsjkx.210900104
李莉英, 刘光安, 李小兵, 王博
LI Li-ying, LIU Guang-an, LI Xiao-bing, WANG Bo
摘要: 为了缓解低碳环境下资金约束制造商融资难的问题,在“碳限额与交易”制度下,建立了由风险中性供应商主导、损失规避制造商跟随的 Stackelberg 博弈模型。假设在制造商的融资同时用于订购和减排投资决策的情形下,分别得出了风险中性和损失规避制造商的最优订购和减排决策,以及供应商的最优批发定价决策。理论和算例分析表明,制造商的损失规避度越高,制造商将采取更加保守的订购策略,这会促使供应商提高批发价格,从而使得制造商降低减排水平。制造商的损失规避性对自身期望效用的影响与政府分配的碳排放上限有关。当碳排放上限较大时,具有较高损失规避度的制造商可以在排放权交易市场出售更多剩余的排放许可量来获得额外的收益。
中图分类号:
[1]DU S,ZHU L,LIANG L,et al.Emission-dependent supplychain and environment-policy-making in the ‘cap-and-trade’ system[J].Energy Policy,2013,57:61-67. [2]CHAN H L,CHOI T M,CAI Y J,et al.Environmental taxes in newsvendor supply chains:a mean-downside-risk analysis[J].IEEE Transactions on Systems,Man,and Cybernetics:Systems,2018,50(12):4856-4869. [3]DU S,MA F,FU Z,et al.Game-theoretic analysis for an emission-dependent supply chain in a ‘cap-and-trade’ system[J].Annals of Operations Research,2015,228(1):135-149. [4]CAO E,MAN Y.Trade credit financing and coordination for an emission-dependent supply chain[J].Computers & Industrial Engineering,2018,119:50-62. [5]KROES J,SUBRAMANIAN R,SUBRAMANYAM R.Operational compliance levers,environmental performance,and firm performance under cap and trade regulation[J].Manufacturing &Service Operations Management,2012,14(2):186-201. [6]XU X,ZHANG W,HE P,et al.Production and pricing problems in make-to-order supply chain with cap-and-trade regulation[J].Omega,2017,66:248-257. [7]YANG L,ZHANG Q,JI J.Pricing and carbon emission reduction decisions in supply chains with vertical and horizontal cooperation[J].International Journal of Production Economics,2017,191:286-297. [8]LI Y D,XIE X P,WANG F Z,et al.Emission-dependent supply chain low-carbonization based behavior of enterprise operation decision under cap-and-trade environment[J].Control and Decision,2020,35(9):2236-2244. [9]ZHANG Q,TANG W,ZHANG J.Who should determine energy efficiency level in a green cost-sharing supply chain with learning effect?[J].Computers & Industrial Engineering,2018,115:226-239. [10]LEE H H,ZHOU J,WANG J.Trade credit financing undercompetition and its impact on firm performance in supply chains[J].Manufacturing & Service Operations Management,2017,20(1):36-52. [11]YOU D M,ZHU G J.Differential game analysis of ecologicalR&D,cooperative promotion and pricing in the low-carbon supply chain[J].Control and Decision,2016,31(6):1047-1056. [12]SHI P,YAN B,SHI S.Pricing and product green degree decisions in green supply chains with fairness concerns[J].Systems Engineering-Theory & Practice,2016,36(8):1937-1950. [13]WU D D,YANG L,OLSON D L.Green supply chain management under capital constraint[J].International Journal of Production Economics,2019,215:3-10. [14]CAO E,DU L,RUAN J.Financing preferences and performance for an emission-dependent supply chain:supplier vs.bank[J].International Journal of Production Economics,2019,208:383-399. [15]FANG L,XU S.Financing equilibrium in a green supply chainwith capital constraint[J].Computers & Industrial Enginee-ring,2020,143:1-18. [16]XU S,FANG L.Partial credit guarantee and trade credit in anemission-dependent supply chain with capital constraint [J].Transportation Research Part E,2020,135:1-29. [17]JIN W,LUO J W.Optimalcredit contract design for a capital-constrained supply chain incorporating into risk aversion[J].Chinese Journal of Management Science,2018,26(1):35-46. [18]LI R,LIU L.Decision-making and coordination of the supply chain with a delay in payment under Mean-CVaR criterion[J].Journal of Systems Engineering,2017,32(3):370-384. [19]YAN N,HE X,LIU Y.Financing the capital-constrained supply chain with loss aversion:supplier finance vs.supplier investment[J].Omega,2019,88:162-178. [20]YAN N,JIN X,ZHONG H,et al.Loss-averse retailers’ financial offerings to capital-constrained suppliers:loan vs.investment [J].International Journal of Production Economics,2020,227:1-15. [21]QI L,LIU L,JIANG L,et al.Optimal operation strategies under a carbon cap-and-trade mechanism:a capital-constrained supply chain incorporating risk aversion[J].Mathematical Problems in Engineering,2020,2020:1-17. [22]LARIVIERE M A,PORTEUS E L.Selling to the newsvendor:an analysis of price only contracts[J].Manufacturing & Service Operations Management,2011,3(4):293-305. [23]WANG C X,WEBSTER S.Channel coordination for a supply chain with a risk-neutral manufacturer and a loss-averse retailer[J].Decision Sciences,2007,38(3):361-389. [24]KOUVELIS P,ZHAO W.Financing the newsvendor:suppliervs.bank,and the structure of optimal trade credit contracts[J].Operations Research,2012,60(3):566-580. [25]GAO G X,FAN Z P,FANG X,et al.Optimal Stackelberg strategies for financing a supply chain through online peer-to-peer lending[J].European Journal of Operational Research,2017,267(2):585-597. |
|